Generative Methodology for Computation Semiotics

 

Authored by Paul Stephen Prueitt, PhD

Version 5/6/2005 9:37 AM

 

For: the book “Computational Semiotics”

In press (2005)

Edited by

Ricardo Ribeiro Gudwin

 

 

Section 1: Preliminary notes

An architecture outlined is developed from a mixture of complex systems theory and knowledge representation theory.  A principled grounding in the natural sciences differentiates this work from most other Semantic Web work.   It is with respect and appreciation that we identify an alternative to the Semantic Web and Artificial Intelligence, as classically envisioned by scholars like Jim Hendler [1].  We call the alternative the Second School of Semantic Science and contrast this with the First School of Semantic Science. 

The second school is suggesting a new information paradigm that is human centric.  Members of a civil community localize ontology situationally.  This is done, as it is now, as part of everyday activity.  The second school brings a simple technology to these everyday activities.  Using this technology [2] members of a community are allowed to encode new pieces of ontology, a representation of reality via a set of concepts, into bit patterns that are compact and easily manipulated.  The manipulation and definition of ontology is done via an iconic user interface language those elements correspond to the invariance of experience as realized by humans.  The role of the computer scientist is diminished.  The role of cognitive science and knowledge management is increased.

A new technology creates a means to measure the presence of delineated concepts using subject matter indicators, such as the presence of word, stem or word phrase co-occurrence patterns.  Some regard this as a generalized n-gram analysis [3] and we agree.  The result is not merely the establishment of a set of subject matter indicators found via, what is now called, semantic extraction.  The result is computational semiotics, where the notion of semiotics is a notion that is referring to a system of signs.  The signs develop from a complex interaction between advanced knowledge management technology and normal everyday activities.  Humans develop the sign system in a way similar to how geometry and arithmetic was developed historically.  The primary difference is that with ontology development the abstraction is more situationally focused on phenomenon that is complex, such as decisions with uncertainty or informational incompleteness.

The second school refers to most current “semantic extraction” as a syntagmatic extraction, since a structural pattern is found.  The certainty of formalism like geometry and arithmetic is found in the measurement of these structural patterns.  There is no ambiguity in this measurement.  The measurement presents to human visual inspection signs or symbols that evoke meaningful mental experiences. 

A human experiences meaning.  The extraction processes is not “from a human” but rather from the organization of words in text.  We hold that when we misuse language, use the word “semantic” when we really should use the term “structure”, then we diminish the quality of the technology that is produced.  The second school finds bypasses to specific hard problems which have blocked success in technology developed from the first school’s assumptions. 

The anticipatory architecture uses syntagmatic expansion and contraction mechanisms to tease out the response patterns that are anticipatory of behavioral state transitions made by individual, economic and social systems.   Meaning is not merely found in context.  Meaning is part of an experiential process that involves mental state transitions and complex non-deterministic human response mechanisms.

Our principle technical innovation has to do with a separation of the substance of information into two types of ingredients.  Our formalization of this separation is inspired by a study of cognitive neuroscience and related scientific domains like immunological theory.  The study of cognitive neuroscience and immunological theory was part of my “early career” (1985 – 1995).   Knowledge Foundations [4]provides a look at this background.  We address the technology and architecture that is inspired by this early work.  The technology and architecture is informed by applied semiotics as practiced in a Soviet era school of cybernetics.  Information primitives are derived from a set of invariances measured across multiple instances.  A system of symbols arises that serve as control elements to computer assisted decision support systems.

One might study human memory research to fully appreciate the theory underlying our use of semantic primitives and top down templates.  However, one might also appeal to private everyday experience.  In common experience we see invariants in concepts of texture and color or emotional responses.  These invariants are part of the experience we have as living human being.   The notion of an invariant across many instances seems to have always been in my mind, but certainly the work of the Soviet era cyberneticians [5] intensified my focus on invariance as a means to identify “semantic primitives”.  

Cognitive science proposes that the invariance that is experienced by a human mind is aggregated into a physical memory store.   Direct experience subsets part, but not all, of these invariants in response to perception of specific things.  The subsetting process is constrained by anticipatory responses and images of achievement and action [6] .

In natural language, as in all other mental phenomenon that the human mind shapes, abstractions are used to refer to the invariance found in real experience.  Examples of a system of abstractions are the concept of a counting number and the concepts about color.  The concept of the counting numbers is a particularity nice example of an abstract upper ontology.   The upper abstract concepts should have the property that they are unchanged by use. 

A set of top down anticipatory templates has been developed over a period of time.  These templates model how events are connected together.  The top down template is certainly reminiscent of the top down templates that Stephen Grossberg developed as part of his mathematical theory of human perception [7].  The top down template in Grossberg’s architecture have been used in many types of application and has been subject of hundreds of research articles.  The basic concepts is that a basin of attraction of a continuum dynamical system develops through iterative adjustments to a mathematical model, in Hilbert space mathematics; resulting in what is called “reinforcement learning”.  Parallels to reinforcement learning as studied by cognitive neuroscience have been reviewed by hundreds of major research articles.  This research literature is vast, and we will allow the reader to look into this or not, depending on the level of technical background in Hilbert type mathematics. 

Ontology templates have a different nature.  Our templates have explicit forms and these forms can be part of additional technology such as colored Petri nets [8] .  In my PhD thesis (1988), I developed several chapters on what I called homology between discrete dynamical systems and neural network models of the type that Grossberg invented.  Later, in 2000, I made the obvious connection between discrete formalism state transitions and the state transitions seen in neural network models.  This lead to the concept that one might be able to have both a discrete formalism, like a Petri net or like an ontology defined set of symbols with state transitions defined explicitly, and a continuum formalism like a neural network.  Several technical means was developed to explore how to extract the discrete formalism involved in subject matter indication using the SAIC owned patented Latent Semantic Index technology [9]. 

The current (2005) work has focused on using human reification of the results of several commercial semantic extraction systems, including those sold by Convera, AeroText, MITi, and Applied Technical Systems.  This work is discussed in the context of a Global Information System based on what I have called the differential ontology framework (DOF) [10].  

Differential ontology framework is an advancement over neural network representations of human knowledge.  This advancement extends the modeling function of Hilbert mathematics to formalism that serves to unify social construction about objects of inquiry into an objective set of concept representations.  Unlike Hilbert mathematics, there is no demand that universal truth is established through the formalism itself.  Truth is established only via the usefulness that these constructions find as human communities use ontology to serve the community or the individual purposes. 

These social constructions are half way between Hilbert mathematics and natural language.  The core difference between the first school and the second, is that the first school assumes that Hilbert mathematics is the ultimate representation of truth, and that the imposition of first order predicate logic brings the ultimate truth of Hilbert mathematical reality to the ontology.  At core this is the “ontological commitment” made by Cyc Corporation [11].  The second school suggests that natural science shows this first school ontological commitment to be a profound error.  The second school also suggests that when one gives up this error, one is able to define new technology that is both human centric easy to use. 

Differential ontology framework does set up an anticipatory technology.  In our anticipatory architecture, an encoding of templates and representation of invariance is achieved via a type of category theory and set theoretical operations called convolutions.  Our category theory is used in the formation of behavioral atoms and periodic tables related to specific objects of investigation.  The set theory is performed on a hash table like, key-less hash table, ontology persistence construction called an Orb (Ontology referential base).  The ontology is regarded as a set of concepts, and can be translated into standard RDF (Resource Descriptive Framework) [12]. 

The templates are designed, by scientists or domain experts, to model behavior expressed in the connectivity between elements that fulfill function.  However, as we have suggested already, the notion that meaning can be “fully” formalized is incorrect.  In any natural situation, the function of emerging composites is formative within a specific template or between templates or categories of templates [13].  Opening up the interpretation of structure creates something for the human to do, and the human will do this very well.   How well ontology is defined depends on human knowing that reality has situational features.  These situational features are vital if one is to understand as much as one can about something like the intentionality of living systems [14]. 

A formal theory of categorical abstraction and a formal theory of event chemistry replace the notion of a “formal semantics”.  The formalism is open to situational constraining using a tri-level architecture where upper abstract template provide a just in time constraint to an otherwise under-constrained bottom up aggregation of semantic primitives.  Examples of technology systems suing semantic primitives are still rare, the first one is the system developed by Adi [15]. 

Section 2: The role of pragmatism

The second school holds that meaning has a pragmatic axis. This axis exists only in a real situation.  Natural situations occur only in real time.  Abstraction is separated from this pragmatic axis and sits in a time independent fashion.  Meaning can be indicated by an abstraction but it takes a perceptual experience to realize the meaning.  This occurs only in a non-abstract situation; i.e., in a pragmatic axis to reality (in the moment). 

The distinction between what is experienced and what is abstracted into natural language or formal constructions is the key to a Human-centric Information Production (HIP) paradigm.  HIP is not free.  The use of categorical abstractions and anticipatory templates by users requires an educational background that is different from that which most college graduates receive. 

We envision that the use of anticipatory technology will result in the formation of a world wide anticipatory web of activity.  Different from the mainstream notions of a “semantic web”, the anticipatory web will arise from the activity of many individual humans using computers to provide structural information about aspects of real time, experienced, reality through a measurement of relevant data.  The core issue is the separation of a reasoning component from a visualization and computational component.  Tim Berners Lee properly addresses this core issue in a 1998 paper [16] on “The Semantic Web as a language of logic.

A knowledge representation system must have the following properties:

1.      It must have a reasonably compact syntax.

2.      It must have a well defined semantics so that one can say precisely what is being represented.

3.      It must have sufficient expressive power to represent human knowledge.

4.      It must have an efficient, powerful, and understandable reasoning mechanism

5.      It must be usable to build large knowledge bases.

It has proved difficult, however, to achieve the third and fourth properties simultaneously.

The semantic web goal is to be a unifying system which will (like the web for human communication) be as un-restraining as possible so that the complexity of reality can be described. Therefore item 3 becomes essential. This can be achieved by dropping 4 - or the parts of item 4 which conflict with 3, notably a single, efficient reasoning system. “

Tim Berners Lee’s remarks are consistent with a school of thought that points out the limitations that have been seen in formal systems.  An extensive scholarly literature exists about these limitations (see Chapter 2, Foundations).  Beginning in 2005, the BCNGroup (Behavioral Computational Neuroscience Group) declared that Semantic Web technology falls into two major schools of thought:

a)      Ontology Reasoning: stipulates that ontology supports common sense reasoning with the imposition of constraint logics like OIL (Ontology Inference Layer for RDF – Resource Description Framework).

b)      Ontology Sharing: stipulates that ontology enables knowledge sharing, which can best occur with minimal dependency on constraint logics. 

One school holds onto the polemics of Artificial Intelligence by acting as if computer inference is more desirable than machine to human interfaces. 

The second school rejects the notion, in principle, that one can substitute computational inference for human reasoning and the human experience of meaning.  This rejection does not give up advanced computational algorithms such as those found in what is currently called “semantic extraction”.  Algorithms such as neural architecture inspired pattern extraction and categorization, latent semantic indexing and probabilistic latent semantic analysis, are extremely useful in developing computational instrumentation that measures invariance and patterns of invariance.  The algorithms produce subject matter indicators and these indicators are used in a methodology developed within the second school.  The methodology is called differential ontology framework. [17]

In the second school paradigm, information will be produced in a fashion that allows both a pre-structuring of response and communication channels, and the creative input in real time by the individual.  This human centric approach sets aside the unreasonable desire for an efficient, powerful, and understandable reasoning mechanism.  In making this choice we move away from an often very difficult technical discussion about logic constraint language standards and consistency checking.  We move toward an analysis about knowledge sharing that is often not at all about the limitations of computer science and formal constructions.  We are able to speak in a plain language about the social and individual experiential aspects to knowledge sharing within communities of practice.  The discussion shifts from dysfunctional IT to social theory, human factors and knowledge management issues. 

The role of the individual is critical in the formation of constructions relied on by anticipatory web mechanisms. These constructions do share properties related to the origin of natural language and properties from the induction of logico-mathematical formalism.  These properties suggest a way to overcome the specific types of limitations that computer science inherits from the foundations of mathematics.  So one does not avoid the need to understand the history of logic, and the natural science related to mental events.  In fact the second school elevates the natural sciences and the history of formal constructions such as arithmetic and mathematics.  Human-centric information processing has deep roots in the history of science.  We celebrate this history. 

HIP requires a human reification of sets of subject matter indicators.  This reification process imputes semantics through an induction of real mental events as experienced by humans.  In our technology the set of induced constructions encode knowledge of objects of investigation into structural ontology.  The structural ontology is open to modification while being used in everyday activity.  As in the origin of natural language, the encoding of structural information into explicit form is an origin of computable mechanisms that support and extend social use patterns.  How a specific social use pattern persists as part of everyday life is a question we address with event chemistry.  This work extends current science to a science of complex systems whose regularity within context can be recognized and used as computational semiotic systems. 

Machine encoded structural ontologies persist by encoding structural information in the form of very simple graph constructions.  These constructions can be expressed as Topic Maps, or in the Ontology Web Language (OWL) standard, on in other data encoding mechanisms that have higher efficiencies related to storage and transmission. 

However, it is critical to now make a reference to the notion of stratification.  In “Knowledge Foundations” [18] one finds the physical theory that grounds the claim that human memory arises as an emergence of localized coherence.  Several chapters focuses on evidence from natural science that a stratification of physical processes is available and enforced on all physical processes, including those that support human cognition.  This claim is addressed in a physical science foundation to a new anticipatory and knowledge sharing technology that I have suggested. 

A “formative” model of mental event formation is suggested by physical science.  The model is transferred to a technology for formative ontology.  In the anticipatory web, information is created by putting together ingredients, within the constraints of a real time situation, with the aid of direct human involvement.  The information is encoded as sets of concepts, often with various subject mater indicators that allow the user to create computable subsetting, or filtering, programs that gather together all information necessary to have localized a clear, complete and consistent (the 3Cs) representation of some object of investigation. 

In the differential ontology framework (referred to as “DOF”) the subsetted set of concept representations produce a visualizable, small, data encoded construction called an instance scoped ontology individual (referred to as is-OI).  The is-OI is evocative of a human mental event, and when perceived produces an induction of meaning from the availability of human tacit knowledge and from the set of structurally encoded concept representations.

 

Figure 1: An early control interface over an ontology referential base

Anticipatory mechanisms natural to human intelligence are given additional support via a set of computer-encoded invariance and the templates.  The anticipatory technology does not treat the computer, or computer networks, as being the origin of intelligence.  The computer is merely a measurement device. 

In an anticipatory web the nature of computing is placed into a context where natural science is able to make explicit the limitations that computers have, and not over step these limitations.  This recognition about limitations has many benefits.  First, a mature view of information science is taken. 

The maturity is well deserved.  Unlike the first school, we do not assume that computer programs can know anything.  We acknowledge that the computer is not aware of information and cannot verify if the information is appropriate. 

One of the surprises coming from anticipatory technology has to do with some specific innovations that simplify data management through a clear understanding about the relationship between data, information, and the experience of information as human knowledge.  Simple data encoding innovations support anticipatory technology.  These data encoding innovations are fully explained and illustrative software is available to the reader [19]. 

History will record the struggle between the two schools, and the eventual revolution in information science.  The changes that will accompany this revolution will be profound.  The second school provides a distribution of social value and leads to a restructuring of many of the current university disciplines.  For example the importance of computer science will be diminished in order to make way for a science of knowledge systems.  A National Project to create a K-12 curriculum for the emerging knowledge sciences has been proposed since 1993 by the BCNGroup [20]. 

The introduction of natural science to the design of anticipatory architecture leads one to bypass what are now perceived as intractable problems with the use of computers.  Cyber security and the control over information by advertising activities is part of the class of problems that anticipatory technology is able to bypass. 

The reader should be skeptical, but open to an exposition of results from the natural sciences and a demonstration of the technology that should be on the market place by the time this book is published.  The exposition provides a foundation to understanding what natural science has come to know about things like mental event formation and the nature of natural language.  At the same time, the technology itself exposes multiple bypasses to difficulties we as a society have with current information science. 

Interest in complexity and in knowledge representation has grown over the past two decades. Because of this interest, increasing activity exists in academic scholarship and in commercial and industrial practices, such as eBusiness, Business Process Re-engineering and collaborative workspaces.  There are now many related published articles and books in this general area.  They include elements of marketing, cognitive science, computational sciences, operations research, and neuropsychology.  

The principles that support anticipatory architecture are scattered about in the literature, like the pieces of a puzzle.  When we started working on “Knowledge Foundations”, in 1995, we felt that the pieces of this puzzle might be put together.  We had some sense of the difficulties that are implicit in the interdisciplinary nature of our project.  The ten years, 1995 – 2005, have brought to us a deepening experience of the science and the frustrations caused by cultural barriers. 

The cultural barriers are merely the tip of the ice berg.  The deeper core cause of dysfunction in IT systems is found in set theory and logic.  The formal constructions used in computer science are derived from the foundations of classical set theory.  These constructions do not admit the natural complexity found in natural systems.  Confusions arise when program managers, policy makers and others, whose decisions have shaped the computational sciences and commercial applications of computer science, do not recognize the role that natural complexity must play in the resolution of information sharing problems.  

Our confusion is related to the nature of abstraction and the formation of language, mathematics, theories of science and private theories of self.  There is no special field of investigation that looks at confusions of this type and seeks to resolve problems.  A science of knowledge systems would have to take responsibility for confusions that arise and persist.  In taking this responsibility, the new science must turn to principles of objective science and address a complete set of issues, without political and economic control by hidden interests.  The nature of observation and the relationship that observations have to notational constructions is where the line of attack, on overly entrenched institutions, must begin.  An extension of formal mathematics is required. 

The extension requires that the process of induction be left (partially) open so that individual users might determine the meaning of elements of a symbol system at the last moment, i.e. in real time.  Human memory and anticipatory mechanism provide this last minute induction to every living system.  In a computer based anticipatory system, knowledge of structure and possible meanings can be constructed in advance of critical missions that require a perception of the facts on the ground.  So we are now able to move the kind of intelligence that individuals have, always, to a collective system where knowledge of invariance and patterns of invariance allow a collective aggregation of human information production into a single system. 

Natural science states that mechanisms involved in awareness are not subject to direct human observation. Stated in a different way, the experience of information by a human does not at the same time come with an experience of the mechanisms that cause information to be experienced.  These mechanisms are not observable, and yet private experience is immediate and complete.  The metaphor to logic and computer processing is attractive but incorrect. 

This metaphor must be replaced.  It must be turned on its head. 

The awareness by a human of a situation is always far more powerful than a dependency on first order predicate logics will capture.  What is useful is the structural knowledge of how things in the real world tend to fit together.  There is no inference required, just structural knowledge.  The corrections to computer science are found in sound science that accounts for direct human observation and for the class of non-observable causes of events.  The notion of stratification is key, and this notion is developed in the notations that follow in this chapter. 

Stratification theory suggests that causes outside of those that can be observed.  Hidden causation is involved in the final cause of how something comes into existence.  Stratification theory honors the best science when that science looks at the complete picture. 

The bottom line is two fold.  First, science has just not gotten to an explanation that is simple enough as yet.  Second, our society has fallen into the trap characterized by the uncritical examination of what is heavily funded by entrenched institutions.  What is funded is complicated and confused, but is certified as being the best science, in spite of the fact that the “best science” is defined to be what is best for those institutions that receive funding.  Shifting the paradigm will allow funding decisions to be based on a different set of criterion.  For example, individual members of computer science departments will simply shift their interests towards a more productive activity.  Academic entrenchment will be replaced by open and clearly defined productivity.

The reader is encouraged examine the claim that various mnemonics are used to reinforce a false notion of science.  A polemic is developed [21], as polemics often are, so that terms in social discourse are given a false meaning.  The false meaning is then used to re-enforce the notion that natural intelligence is not a subject for scientific inquiry.  Many people would say that religion should be consulted here and not science.  These individuals would limit the inquiry that natural scientists would like to make regarding the nature of life.  If science itself remains confused by disciplines like artificial intelligence, then religious and secular fundamentalists are successful in their inventions.  The polemic works when people are confused about what the academy says about intelligence.

Beyond the current political and philosophical tensions, we see a positive economic, cultural and social revolution.  Not only anticipatory technology but also other forms of knowledge technologies will soon rapidly transition markets.  How soon?  No one can tell.  At one point, however, the economic, political and ideological inhibition aligned against the formation of knowledge science will collapse.  Economic reality will cause this inhibition to collapse. 

Just look around.  Many social and religious beliefs show concern about a science of knowledge systems.  The polemics express this concern and stand in the way of an economic benefit.  On the other hand, the knowledge sciences can be applied to the solution of specific social problems, such as those foundational to a modern medicine.  Social interests can be stimulated as knowledge technologies are applied to entertainment and education. 

Knowledge science has applications that enhance the creative expression of individuals.  Within the Internet communities, new types of software systems are supporting the management of collective intelligence in communities connected by web technologies.  These communities have shared interests brought together via connectivity in the web.  With the technologies described in this text, one can develop a process that accurately measures social discourse in real time and differentially tunes the measurement to specific communities. 

The second school suggests the possibilities of a structured machine based knowledge ontology having no “required” logical inferences and no proprietary art form.  The abstract constructions of structural ontology have a capacity to participate together with a human, in manipulation of structure and meaning.  We believe that anticipatory software will be used to "mediate" human discussions, and thus has the potential to bring web-based discussions to a higher plane. 

This higher plane might be, we have argued, more informed with correct facts, have extensive scholarly discourse, and allow a type of right size just-in-time distance learning to be delivered as part of the discourse. 

The second school develops a view about potentials that exist for a new generation of individualized information production tools.  These tools are not expected by the markets, or by the mainstream of computer science.  

Anticipatory technology depends on human cognition to make subtle corrections to the processes of algorithms.  In exchange for this human touch, the technology opens up the human induction process.  Individuals and communities develop symbol systems that can become empowered with knowledge processing systems, like the Adi structured abstraction ontology [22], the Stephenson structured abstraction ontology [23]for cyber attack mechanisms, or the Ballard knowledge processor [24]. 

In anticipatory technology, an action-perception event loop is defined that records certain parts of decisions made by the human in a fashion that builds two types of artifact repositories, one related to memory of the invariant aspects of the past experiences and other related to the environmental conditions.  Over time, this artifact library assumes the role of preserving a memory of text read, messages exchanged and decisions made.  The artifact library is organized into a structural ontology using the generative methodology that we are working to establish preliminary knowledge about.

The second school establishes the historical, scientific and notational foundation preliminary to the exposure of a generative methodology and its application to specific objects of investigation.  The second school focuses on philosophical viewpoints, notational devices from logics, semiotics and physics, and a review of the natural sciences as expressed in cognitive neuroscience literatures [25].  Core to this focus is an understanding of the nature of an induction by a human mind producing an abstract representation of some aspect of experience.  Induction is core to the phenomena surrounding the experience by humans of language, mathematics and the formal constructs of science.

The machine processes cannot know and cannot understand the meanings or the context of these artifacts.  Much like the book, the computer is a place to put an abstract representation of human knowledge.  The machine can be used to develop models of anticipated meaning based on the composition of the invariance produced from measurement.  A validated theory of type becomes available as part of the computational process.  The artifacts are sharable when the process is revealed in an accessable curriculum.  The creation of a simple technology is now seen to be a function of the average user’s educational experiences. 

In the new information science, an individual human manages the abstraction process producing computer-based categorization of a theory of type.  The technology does not overly encumber the individual’s own tacit knowledge of situations.  The resulting new capability has radically different properties for any of the current generation information technologies.  This capability is consistent with any individual’s interest in creative expression. 

It is understood that not everyone is interested in creativity.  However, the inability of institutions to deal with change is often a function of the degree to which human creativity is discouraged. 

Section 3: Use philosophy

In developing the knowledge sciences curriculum, some sorting of “facts” has to be made, since not all of the scholarly literature is equal.  Some deep mistakes can be seen, with hindsight.  Some voids are present that need to be filled in. 

The most critical void is in mathematics curriculums and misplaced (under) expectations made on average students.  The expectation is measured against algebra and the calculus.  This measurement of student ability and interest is very unfortunate and unwise.  We would modify the standard university curriculums to include more material from the history, foundations and philosophy of mathematics.  This new material would justify the importance of abstraction and place the formation of abstraction in a context that allows the students to understand that mathematics is but a mere language. 

Most freshman students have developed an understanding that higher mathematics is meaningless to them.  Due to experiences in school they have learned that they cannot learn “mathematics”. Central to a new curriculum will be instructional materials that help young students understand the nature of abstraction.  This means that freshman college students will re-learn the foundations of arithmetic and will address intellectually challenging and interesting information about the induction of the set of integers.  The induction of the integers arises first from the need to have accounting for purposes of commerce.  

The success of counting numbers set up the grounding of science in a numerical model of reality.  It is here, in spite of the many successes of modern engineering science, that one may ask questions about alternative “inductions”.   The theory of ontology formation is foundational to a natural science of complexity.  The recommended curriculum first develops the concepts of arithmetic and then extends, not to algebra, but to upper ontology such as the ABC ontology [26]

The induction of abstraction for the purpose of making sense of the world does not have to involve the numerical model [27].  The induction of geometry is very closely related to the induction of the integers (see the work on inductive informatics by Lev Goldfarb [28]).  The application of ontology to medical science and to the social and psychological sciences is what we have not as yet seen.   We first have some work to do with curriculums.

In a renewed mathematics and computer science curriculum, elementary mathematics does not become inaccessible due to a specific set of confusions about the nature of abstraction.  The nature of abstraction, in the context of an induction of the set of integers is placed in a social and cultural context.  Other forms of symbolic representation of experience can be demonstrated.  In fact, we are able to made presentations about the induction of knowledge processors.  John Sowa, Richard Ballard and Tom Adi have each developed specific knowledge processors, which have been available as software systems since the early 1990s. 

In our schools, the educational system must not elevate engineering above the natural sciences.  High school training in basic mathematics must lead the student into natural science; not the engineering sciences, but the natural sciences.  Those students who wish to devote time to engineering must be shown that cognitive and social problems are not merely a question of good engineering design. 

A theory of cognition is available in the neural network and genetic algorithm literatures.  This work represents a good start.  But the literature leaves many basic questions open and unresolved and continues to be overly mechanistic.  This literature is to be supplemented by scholarship that goes to the basic questions about how human memory, awareness and anticipation functions as an expression of natural mechanics. 

The objective is a practical one.  How does a student use HIP tools?  Can the student be informed by a deepened understanding of the relevant natural sciences?  Given the current curriculums, how can our children learn a new type of information science; one that is appropriate to the age in which he or she will live?  How are hard problems in social and cognitive science to be framed?

For example, human discourse relies critically on the use of a "time lens" to gather from real-time experience two classes of "subtleties of meaning" [29].  Anticipatory technology exploits a time lens based neuro-cognitive process architecture, as discussed in Chapter Four of the Foundations.  The first application of anticipatory technology was made in 2002 in response to intelligence community needs.  A high level decision was made, a decision that originated in a request from the President, to create a technology that maps the social discourse in Muslim countries, and to use logics over the constructions in this map to anticipate Muslim community responses to Presidential actions and speeches, see Chapter Nine in Foundations. 

        

a                                                          b

Figure 2: One of the research tools for Ontology referential bases (Orbs) and the corresponding ontology lens

Prueitt (2002) invented an ontology lens and the fields of differential ontology and formative ontology as part of his work on this system.  This technique allows the focus of special graph constructions; called Ontology referential bases (Orbs), that are formed as a representation of the co-occurrence of invariance in measured sets, of text with natural language expressions.

There is very little political insight into how the lens works in social discourse.  So, for example, the social discourse after the 2004 elections often involved polls whose absence of insight was profound.  Long periods of television time are used to explain away the sense of mismatch between what pollsters have to say and what people feel and talk about.  We saw these explanations as a reinforcement of the polemic that creates the impression that the television experts truly understand the opinions of the American people. 

The issue that we are raising in the preface to the Foundations is that the notions necessary to understanding the nature of social discourse is absent in the media representation of the social discourse.  The technology that we have developed provides an alternative means to measure the collective need to understand ourselves.  The alternative involves a non-numeric, non geometric, induction following a computer-based measurement of co-occurrence patterns in archived text organized in a proper temporal order.  The in-correct attribution by some formal logic about the “nearness” of one concept to another concept is not made.  These notions about how things are related are left to the individual awareness in real time.  The development of informed judgments about what the opinions of the American public are is left un-affected by the mechanisms that support the polemics.  The great diversity of opinion is allowed to be manifest without ranking opinions as being acceptable or better than a “mainstream”.

It is not true, however, that structural ontology supports the development of social relativism, where there is no truth outside of mere community consensus.  Truth finds a deeper expression in multi-culturalism and the respect for alternative viewpoints that are not those now controlled by the polemics.

Structural ontology has three levels, and is stratified in exactly the way we have represented to be essential to a knowledge technology.  Several examples have been developed and is now available as software.  One such software system, developed and expressed as commercial software by Adi, measures variations of letter patterns in text.  This measurement avoids grammar and semantics of words.  From the measurement, a subsetting occurs within what is in essence a substructural periodic table. 

A second layer of abstraction was constructed to express a theory of natural kind related to the types of expression that humans need to make.  A part of this second layer is triggered by letter patterns.  These patterns are measured in a repository of text using simple algorithms.  The trigger focuses, or subsets, the second layer constructions, resulting in the production of a representation of the social discourse occurring in that repository. 

This notion of a time lens is not a question of philosophy but one of empirical observation and proper use of terminology. The proper terminology suggests that human experience, and processing, of subtleties of meaning are complementary in nature and form upper and lower envelops to the coherent packet that is produced by a "Fourier like transform" of energy distributions (Pribram, 1991). In our view, the coherent quantum-electric-chemical packet is formed from the emergence of autonomous systems from a substructure, knowable as statistical objects, and an ultrastructure, known as context.  Quantum, electromagnetic and chemical processes are involved. 

Emergence is into a middle layer that appears as a complete world to the “thing” that is created.  This may be true because the process of emergence itself establishes the broad relationships and potential for relationship as part of the formation process.  The physical power of phase coherence is seen in Pribram’s neurowave equations as a control constraint on the emergence of mental expressions.  We speculate here, of course.  But the idea is that one can theorize about the nature of coherence in a different way using stratified theory than one can using the classical theories.  Observations about coherence and emergence are placed into experimental and theoretical frameworks and can be tested.

In our work, a metaphor to the quantum mechanical view of the natural world is often made, since atomic phenomenon is known as statistical objects and the chemical compounds that make up this world are constrained by a set of conservation laws.  We conjecture that these conservation laws are not “universal” except within an organizational level.  For example, science simply does not know what the conservation laws are for string phenomenon.  This radical conjecture about universal law is not something that can be proved, as yet, but the alternative cannot be demonstrated either.  As the reader will see in the Foundations, the conjecture has several corollaries that apply to a theory of mental event formation. 

The second school suggests that all things that interact within a set of conservation laws are technically part of the same level of organization.  The “knowledge processor” is a computer encoding of three layers of abstraction.  These three layers of abstraction corresponds to three levels of organization that cognitive neuroscience tell us .are actually involved in the functioning of the human brain.  The substructural and ultrastructural levels are organizational abstractions that we develop as a means to produce the specific constructions within a mew class of knowledge processors.  Notions of completeness and coherence are to be applied within, but not across, the layers of organization.  The knowledge processor works by allowing a measurement process to connect with real event structures.  Measurement grounds the knowledge processor into a pragmatic context only accessable, we suggest, in the moment.  However, the notion of coherence and completeness can be applied to abstract knowledge representations, as we know from foundations of mathematics literatures.

In the case of social discourse the event structure is measured, by algorithmic parsing at a substructural layer, the language being used.  The middle layer of a structured ontology is also complete in a technical and observational sense.  Using HIP we place ourselves into this middle level.  We produce a measurement of the event structure in real time.  We can see event structure that is common to our thoughts and the pictorial or graphical representation of measured invariances.  The magic occurs in the human mind, not in the mythological computer experience of reality. 

The technology that arises from human-centric information production within the tri-level architecture is complete observationally, since what can be observed directly is part of a single reality.  But we do experience the paradoxes familiar in the Lewis Carroll’s Alice in Wonderland.  In classical theory, those sets of causes that cannot be observed directly, like the contents of someone else’s introspection, are treated as not part of the “complete world”.  The social difficulties that arise, because of this treatment of the other person, is then “seen” as irrational. 

The problems with coherence do not go away, and in a stratified theory terminological reconciliation must be accounted for in the “cross organizational scale” transformations.  We have many tools that address this issue.  In Chapters 6 and 7 of the Foundations we will look at Q-SAR (qualitative structure activity relationship) analysis and the Soviet era logics called quasi-axiomatic theory.  The appendix reveals a simplication of the Soviet approach to creating abstraction related to the mechanics of cross scale processes.   We also see reconciliation process support in the knowledge processors revealed within three or four commercial software systems.

The tri-level notions make sense to some but not to others.  There is a question of perceptive and in seeing evidence in a specific light.  For example, in the stratified theory, the two classes of non-observable artifacts, related to memory and anticipation, each have what the other class does not have. Statistical artifacts are independent of another.  One has one or one does not.  But the conservation laws come “together” all at once, so to speak and entangle the output of memory mechanisms with the mechanisms of anticipation.  We experience a single awareness of the world. 

This difference in non-observable classes is due, in part, to the difference in time scale.  The atomic elements, of the memory mechanism, are categories of occurrences, what we will call categoricalAbstractions or cA.  Stability over the set of cA atoms is due to the forcing of a categorical folding that places slightly different elements into crisp categories.  The category replaces the identity of the individual elements, in an context where the system uses elements from a category as non-differentiated.  This is much like factory workers in a factory.  The roles required by the factory dominate individual differences. 

One might observe that the boundary of a category is sharpened when categories develop strong relationships with other categories as part of the processes involved in the formation of compounds.  Why would a category become more crisply defined in those cases where other categories are developing that have many relationships to the first category?  The reasoning as to why seems to me to be self-evident.  However, I understand that this self-evidence is due to my training and knowledge of literatures.  Likewise, the environment, in which composition of atomic element aggregate together, has self-organizing properties.  Compounds only form if there is a need by the environment that they form, and so only a small number of possible compounds actually do form.  Is this self-evident to the reader?

Other fundamentals, like the notion of coherence, are changed in appearance from one level of organization to another. Because we “live” in the middle world, coherence is seen as a property of middle world inter-relationships.  In the substructure; however, the meaning of relationship has a different tone than does the meaning of relationship in the middle level. 

Perceptual memory is of categories of invariance that repeat across multiple instances.  So we encode colors and textures and re-combine these encoded invariants later into some coherence packet that we experience as memory.  A color or texture may be inherently harmonic, as perceived aesthetically; but logical coherence between a specific color and a specific texture is a matter of an interpretation that has been contextualized.  Meaning is established, we conjecture, via the particulars of the cross scale phenomenon.  Meaning emerges.  When an event develops, the meaning of the event comes with the formation process.  After the event has occurred, one can have a remembrance of the meaning, but that remembrance is an abstraction.  Again, is this self-evident to the reader?

We have pointed out that the neuropsychological literature provides strong evidence that subtleties of meaning are encoded in biological and environmental medium.  We can represent what is encoded as statistical or categorical artifacts. The use of artifact formalism is useful in revealing nuances and in developing a representation of what can be experienced as knowledge by the human.  The structural ontologies are developed from the informed induction of substructural and ultrastructural invariants.

So in summary; the tri-level architecture exploits a separation in the physical process supporting natural intelligence by creating two classes of abstract artifacts.  The lower class of artifacts is about the substructural invariance in the world and the upper class is about the non-stationary of the situations in which substructural invariance is manifest in observables.  Natural intelligence makes this separation, not for arbitrary reasons but because natural intelligence, unlike artificial intelligence, must depend on actual physical reality for substance.

So how can this difference be used in the context of computer based anticipatory technology?  We have suggested that special knowledge artifacts can be generated and composed into sign systems.  Then the logical atoms of these systems are developed statistically and assembled into dynamic categorical policies to represent the discussions of a community. 

Because context is lost in a formalization process, anticipatory technology needs to be based on a theory of interpretive control and a notational system that provides a means to express this control.  We suggest that this theory and notation are available to us now.  

As one works through these chapters, and the scholarly citations, the reader should be prepared for some surprises.  The natural science that we cite will deconstruct some of the polemics of Western philosophy, in particular logical positivism and scientific reductionism.  The natural science forces upon the mathematician a challenge to extend the notion of induction to symbol systems that are not solely based on the ancient notion of a number or geometric axiom.   As these challenges are recognized, we reveal a new information science, and a maturing of the natural sciences. 

 



[1] http://www.cs.umd.edu/~hendler/

[2] www.bcngroup.org/area1/2005beads/GIF/RoadMap.htm

[3] http://lhncbc.nlm.nih.gov/lhc/docs/published/2003/pub2003015.pdf

[4] Online book by Prueitt, Paul S;

[5] References to the work by Finn and Pospelov.

[6] Pribram 1991, Lecture 6.

[7] Reference to Stephan’s ART architectures and to Daniel Levine’s book.

[8] Reference

[9] Refernce to Susan Dumas’s work

[10] Reference to PowerPoint presentations on DOF

[11] URL to Cyc Corporation

[12] URL to www.w3c.com

[13] The FARES (Formal Analysis of Risk in Enterprise System) is one example of how these templates arise see:  http://www.ontologystream.com/gFT/home.htm

[14] Reference to Robert Rosen’s book, Anticipatory Systems.

[15] URL to the Part I – III of the Adi structural ontology, or to a chapter in this book.

[16] Paper posted to www.w3.org/DesignIssues/Logic.html and to http://www.bcngroup.org/area3/pprueitt/kmbook/references/TimBernersLee1.htm

[17] Prueitt

[18] Prueitt

[19] Reference to the web

[20] Home page:  www.bcngroup.org

[21] The use of the term “is developed” does not preclude a non-specific cause for the development.  I might have used the phrase “This polemic comes to be so that terms…” but I then would open the arguments up to an attack that the causes that I am referring to are non-localized into specific agents.  The argument then would be that nothing can come to be that is not developed by some specific mechanism.  I must ask that reader to be aware of the difficult I am under, as the thesis underlying the Knowledge Foundations is that non-local cause and non-observable cause is a matter of objective science.  We can only create a foundation for the science of knowledge systems of we deal directing with non-observable causes. 

[22] Reference to the web

[23] Conference proceeding

[24] Reference to the web

[25] References to Edelman, Pribram, Houk, Freeman, Gibson.

[26] Use Google on “ABC ontology”

[27] The reader is encouraged to look at the work by Lev Goldfarb on inductive informatics.

[28] Conference proceeding

[29] Pribram